Chief Compliance Officer

about Kevin

Kevin serves as the Chief Compliance Officer for South Shore Investment Services. His role is to ensure that South Shore operates safely within the restrictions and limitations of the financial services industry rules and regulations. He is responsible for staying abreast of the ever-changing regulatory environment and advising business partners on the potential risks that these changes present.

During his professional career, Kevin held executive positions across several financial services firms and disciplines, including broker dealer, investment advisory, clearing, and banking. He obtained the Series 4, 7, 9, 10, 24, 53, 63, 65, and 66 securities licenses; and several professional designations, including the Certified Regulatory and Compliance Professional (CRCP), Certified Anti-Money Laundering Specialist (CAMS), Certified Information Privacy Professional/US (CIPP/US), and the Certified Information Privacy Manager (CIPM).

On a personal note, Kevin and his spouse Ann were married in 2002 and were blessed with their daughter Madeleine in 2010. In his spare time Kevin enjoys spending time with family on the golf course, fishing, and visiting Disney World. He is also a lifelong learner who is currently trying to teach himself Latin and has returned to playing the guitar after a long hiatus.